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| Paper Participant Welcome Notices | $250.00/order + $20.00/kit |
| Calculation of Corrections or Lost Earnings* | $75.00 per pay period |
| ACH Failure During Contribution Processing | $75.00 per ACH Failure |
| New Comparability Profit Sharing & Cross Testing (Discounted Rate – Prepaid Service) | $250.00 per quarter (If included as a feature of your Plan, with a maximum of 2 illustrations per plan year) |
| New Comparability Profit Sharing & Cross Testing (Non-Prepaid Rate) | $1,500.00 (If included as a feature of your Plan and calculation is requested, with a maximum of 2 illustrations per plan year) |
| New Comparability Profit Sharing (Hourly Fee) | $150.00 per hour (2 hour minimum per illustration) |
| Profit Sharing / New Comparability Catch Up Fee for prior plan year (See Additional Notes about Your Plan’s Fees) | $1,000.00 |
| Late Audit Opinion Failure Fee | $500.00 |
| Late submission fee for compliance testing & Year end testing revisions | $250.00 per Item submitted late |
| Corrective Distribution Fee | $100.00 |
| Voluntary Plan Amendments (See Additional Notes in Section 9) | $350.00 |
| Plan Document Maintenance Program (See Additional Notes in Section 9) | $20.00 per month |
| Required Plan Amendments for Plans Enrolled in Vestwell’s Plan Document Maintenance Program (See Additional Notes in Section 9) | $0.00 |
| Required Plan Amendments for Plans NOT Enrolled in Vestwell’s Plan Document Maintenance Program | $350.00 |
| Plan Restatement Fee for Plans Enrolled in Vestwell’s Plan Document Maintenance Program (See Additional Notes in Section 9) | $0.00 |
| Plan Restatement Fee for Plans NOT Enrolled in Vestwell’s Plan Document Maintenance Program | $1,750.00 |
| Compliance Corrections attributable to Prior Provider or Third Party Applications and Providers (See Additional Notes in Section 9) | $350.00/hour |
| Participant Search | $40.00 per Participant |
| Adding, removing, or changing a Third Party Administrator service provider engaged on a Plan | $500.00 |
| Customized Participant Workshops, White Labeled Participant Education, and Participant Engagement Strategies | $150.00/hr for Vestwell’s time |
| Supporting plan mergers, spinoffs, and other M&A activity | $1,250.00 |
| Terminating Vestwell’s Services (e.g. Plan Cancellation, Deconversion, or Termination) | $750.00 |
| Bank Account Verification Fee | $0.01 per bank account |
| ERISA Bond Coverage (if requested) | Up to $100 per year for every $100,000 of coverage |
| Other Services (for example: complex plan terminations; re-adoptions; re-running of reports due to client error; audit assistance; special calculations for LLP, partnership and sole proprietorships) | $150.00/hour |